Read our latest expert summaries on investment services and asset management.
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Managing divergence in the fund management sector - 11/2023
Sustainable finance, Resilience, Regulatory changes
ESMA published its final report on the Guidelines of MiFID II on product governance requirements - 04/2023
ESMA, MiFID II, Guidelines, Product manufacturers, Distributors
Actions following compliance: challenges arising from the amended PRIIPs regulation - 01-02/2023
PRIIPs regulation, KID, UCITS, Retail investors
ESG readiness in the EU – 06-07/2022
ESG, European Central Bank’s 13 expectations
Supervisory expectations – 12/2021
MNB, credit risk, capital adequacy, penalties, complaint handling
MNB recommendations – 07/2021
Investment fund, risk, stop-loss, success awards, financial markets
Liquidity of investment funds – 05/2021
COVID, mutual funds, liquidity, risk, capital markets
Sustainability in finances – 03/2021
SFDR, green finance, capital discount, ICAAP, CBS, GBP
Summary of supervisory inspections – 12/2020
MNB inspections, supervisory focus, breakdown of fines
Changing supervisory expectations – 08/2020
liquidity stress tests, impairment calculations, ICAAP
Stay informed about the latest financial risk & regulatory issues and changes!