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      The capital market business, i.e. structuring, trading and institutional sales of derivatives and securities, is an important part of the business model of many banks in order to provide customers with products and services relating to risk management, asset investment and refinancing.

      Regulatory changes, changes in customer behaviour ("disintermediation") and new competitors (e.g. trading venues) are examples of drivers of a comprehensive need for strategic and operational transformation in the capital market business.

      KPMG Capital Markets Transformation Team

      Our Capital Markets Transformation team of experienced employees supports capital market players in the necessary transformation and advises banks with innovative and pragmatic solutions along the entire value chain of the capital market business. We combine many years of practical capital market experience, particularly in the areas of trading, sales and structuring, with comprehensive expertise in process optimisation, regulation and digitalisation. We assist our clients with compliance & assurance and optimisation & transformation issues, thereby combining the fulfilment of business and client needs with regulatory and legal requirements.

      Compliance & Assurance

      Our Compliance & Assurance services include

      • Analysing, designing and implementing legal and regulatory requirements in the capital markets business
      • Proof of concept for legal/regulatory projects and implementation activities
      • Assurance services in the capital market environment

      Optimisation & transformation

      Our services in the area of optimisation & transformation include

      • Analysis and optimisation of business models in the capital market business, e.g. product range, target markets and market access, target customers, pricing
      • Strategic impact analyses, e.g. with regard to legal and regulatory changes
      • Analysis and optimisation (conception to implementation) of operating models in the capital market business, e.g. TOM design and implementation
      • Comprehensive support with special topics, such as complex reorganisation projects or business relocations

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