Capital Markets Transformation

The KPMG Capital Markets Transformation Team supports financial companies in successfully mastering this transformation. With in-depth regulatory knowledge, digitalisation expertise and many years of practical experience, our capital markets experts develop innovative and pragmatic solutions along the entire value chain. We support our clients with questions regarding regulatory requirements as well as optimisation, efficiency and growth issues relating to capital market business, securities distribution and wealth management. 

Focus on capital markets: Our services for our clients in the capital markets business include

• the implementation of regulatory changes, including EMIR Refit, MiFIR, SFTR, Benchmark Regulation, T+1 settlement, and
• the optimisation and (re)engineering of the business and operating model, for example in the context of spin-offs or out- and insourcing, on the path to a digital capital market, positioning in the ecosystem and the identification of cost and process efficiencies in settlement, primarily through the use of technology.

Focus on capital markets: Our services for our clients in securities distribution and wealth management include

• the implementation of regulatory requirements and remediation of existing processes, concepts and quality assurance with regard to securities distribution regulations (e.g. MiFID II, WpHG, MaComp, SFDR, PFOF) as well as
• the development and optimisation of target scenarios, processes and operating models (e.g. new custody account models, ESG product strategies or AI first-level control structures for sales), as well as increasing efficiency and growth without compromising compliance.