Evolving regulatory standards, emerging risks, and increased expectations around governance and oversight continue to reshape both regulatory authorities and the organizations they supervise. Meeting these demands requires structured, risk‑based approaches that support sound judgment, transparency, and consistent outcomes, while enabling stakeholders to respond effectively as priorities and risks change.

How we support you

Services for regulators

We support regulators with a comprehensive range of governance, risk, compliance, and supervisory services designed to strengthen regulatory frameworks, enhance oversight, and support effective supervision. Our teams work alongside regulatory authorities to design, implement, and review regulatory compliance programs, address financial crime risks, enhance internal audit and assurance functions, and deliver forensic and dispute support where required. Through practical, risk‑based solutions and deep regulatory experience, we help regulators respond to evolving standards, emerging risks, and increasing expectations with confidence.

Aligning governance, risk and compliance with strategic goals.

Reviewing frameworks, policies, and procedures
Conducting board and committee effectiveness reviews
Assessing organisational culture
Horizon scanning

Assisting clients to mitigate financial crime risks and to meet regulatory expectations.

Designing and reviewing financial crime frameworks, policies, and procedures
Conducting effectiveness assessments
Providing remediation support
Delivering training

In‑depth background checks on individuals or entities.

Tiered EDD levels based on risk and information needs
Use of global databases, registries, litigation records, and media sources
Supplemented by public domain and confidential intelligence

Supporting the design, implementation and review of regulatory compliance frameworks that meet evolving requirements.

Designing and reviewing policies and procedures
Conducting regulatory readiness reviews
Delivering compliance oversight and independent monitoring following on‑site inspections by regulators

Enhancing oversight and accountability through robust IA solutions.

Outsourced internal audit
Co‑sourced internal audit
Secondment of experienced professionals
Business process analysis
Strategic performance reviews

Supporting clients through complex investigations, disputes, and regulatory challenges.

Investigations into financial crime, corporate misconduct, regulatory breaches, and the circumstances of corporate failure
Dispute advisory services, providing expert witness services, valuations, and loss quantification in the context of commercial disputes and litigation

Services for organizations

Organizations today face increasing regulatory expectations, evolving risk landscapes, and heightened scrutiny across governance, compliance, and financial crime. Addressing these challenges requires integrated, risk‑based services that strengthen oversight, protect value, and support confident decision‑making. Through a broad range of risk and regulatory consulting services, we work with private sector organizations to manage complexity, enhance compliance, mitigate financial and non‑financial risks, and support sustainable performance so leadership teams remain focused on strategic priorities and execution.

Our team can help you meet evolving regulatory expectations and mitigate the risks associated with financial crime.

Financial crime framework design and consulting
Effectiveness assessments and benchmarking
Remediation support and regulatory readiness
Supporting enforcement of financial crime acts and collaborating with government units

Our team of specialists can help you identify relevant acts and regulations, align your approach, and analyze your policies and processes to ensure robust systems of risk management, compliance, and corporate governance.

Board and committee effectiveness reviews
FATCA, CRS, ES, BO, and other reporting
Vendor and buy-side regulatory due diligence
Policy governance testing, reviews, and advice

We provide a range of services including internal audit, continuous auditing and monitoring, enterprise risk management, board advisory, professional resourcing, and business process analysis.

Scope of license advisory
Short-term professional resource
Risk management and internal controls
Employee training and awareness program

We leverage accounting and investigation skills, and employ KPMG’s global methodologies and technologies, to mitigate client reputational risks, minimize commercial losses, and enhance contract value.