Compliance VP (Private Banking)

KPMG is a global network of professional services firms providing Audit, Tax and Advisory services. KPMG Executive Search and Recruitment is a business unit of KPMG China and is one of the few recruitment consultancy firms in Hong Kong that is part of a large professional organisation. We work alongside a group of professionals and advisors who provide us with a high level of insights and awareness about a wide range of businesses and professions. We support the clients and aim to provide a pleasant working experience for the clients and candidates.

Our client is a well-established Chinese corporate bank.

• Advise Business on KYC/AML regulatory requirements
• Approve all new account openings and investigate any suspicious transactions
• Review and updated all private banking related policies, guidelines and procedures
• Work closely with internal/external auditors and regulators on all enquiries and surveys
• Involve in new product evaluation, sales and marketing materials review before distribution to investors
• Conduct ongoing surveillance in relation to selling process of investment products
• Provide refresher and ad-hoc trainings to Business on prevention of money laundering and terrorist financing, regulatory updates, suitability and selling process

• Degree holder or above with at least 5 years of working experiences in private banking industry
• Solid understanding and knowledge of regulatory requirements
• Relevant certificates will be a must

For information and application, please contact us at executive.recruitment.hk@kpmg.com. By submitting your application and communication with us, you agree to receive communications from us and accept our Personal Information Collection Statement (PICS) in the following link: