IBD Compliance AVP

KPMG is a global network of professional services firms providing Audit, Tax and Advisory services. KPMG Executive Search and Recruitment is a business unit of KPMG China and is one of the few recruitment consultancy firms in Hong Kong that is part of a large professional organisation. We work alongside a group of professionals and advisors who provide us with a high level of insights and awareness about a wide range of businesses and professions. We support the clients and aim to provide a pleasant working experience for the clients and candidates.

Our client is Chinese Investment Bank.

• Perform daily control room function including deal logging, maintenance of Restricted and Watch List, conflict check for investment banking or investment activities, clearance of research reports, personal account dealing approval, wall crossing request approval.
• Perform KYC check for investment banking and investment related projects.
• Advising on licensing matters, and perform daily licensing matters for both corporation and individual level.
• Assisting to optimize compliance related policies and procedures.

• Degree holder in business, law or other related discipline.
• 3-5 years working experience in sizeable investment banks for related areas.
• Proficiency in written and spoken Mandarin, English and Cantonese.
• Good communication skills and team player.

For information and application, please contact us at executive.recruitment.hk@kpmg.com. By submitting your application and communication with us, you agree to receive communications from us and accept our Personal Information Collection Statement (PICS) in the following link: