Safety & Soundness

• FDIC Approves Final Rule to Impose Assessment Surcharge on Large Institutions
• Basel Committee Publishes Guidance to Assess Basel III Compliance by Jurisdiction
• FSB Releases Thematic Review of Resolution Regimes
• OCC Proposes Rules to Reduce Regulatory Burden 

Enterprise & Consumer Compliance

• Enforcement Actions 

Capital Markets & Investment Management

• FINRA Publishes Report on Effective Practices for Digital Investment Advice
• CFTC Extends Relief in Connection with Swap Trade Confirmations
• CFTC Approves Substituted Compliance Framework between U.S. and EU
• CFTC Eliminates Reporting and Recordkeeping Requirements for End Users that Transact in Trade Options in Connection with Their Businesses
• CFTC Announces Delivery Method for CEO Attestation under the Volcker Rule
• Enforcement Actions 

Financial Crimes

• OFAC and Department of Commerce Expand Access for Cuba and Cuban Nationals to U.S. Financial Institutions and U.S. Dollar