The Washington Report | For the week ended February 19, 2016

The Washington Report | February 19, 2016

In this issue...

1000

Safety & Soundness

  • FDIC Approves Proposal to Facilitate Deposit Insurance Determinations in Large Institutions
  • Agencies Raise Qualifying Asset Threshold for Extended Examination Cycle 

Enterprise & Consumer Compliance

  • CFPB Finalizes Policy on No-Action Letters
  • FTC Reports to CFPB on Efforts to Stop Unlawful Debt Collection Practices 

Capital Markets & Investment Management

  • SEC and FDIC Propose Orderly Liquidation Rules for Covered Broker-Dealers
  • CFTC Issues No-Action Letter Related to Trade Option Form (Form TO)
  • CFTC Extends Comment Period on Technical Specifications for Swap Data Elements
  • FINRA Releases Targeted Exam Letter for Culture Reviews
  • FINRA Proposes to Extend Implementation of FINRA Rule 2242
  • Enforcement Actions

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