Industries

Helping clients meet their business challenges begins with an in-depth understanding of the industries in which they work. That’s why KPMG LLP established its industry-driven structure. In fact, KPMG LLP was the first of the Big Four firms to organize itself along the same industry lines as clients.

How We Work

We bring together passionate problem-solvers, innovative technologies, and full-service capabilities to create opportunity with every insight.

Learn more

Careers & Culture

What is culture? Culture is how we do things around here. It is the combination of a predominant mindset, actions (both big and small) that we all commit to every day, and the underlying processes, programs and systems supporting how work gets done.

Learn more

SEC 2023 Regulatory Agenda

Continuing a brisk pace and breadth of activity

KPMG Regulatory Insight

  • Key SEC final and proposed rules (including climate change, public company cyber risk governance, and human capital) pushed to October/Fall 2023.
  • Market Structure proposals (including rules covering order competition, order execution, best execution, and minimum pricing) to be finalized in April 2024.
  • Re-engagement on interagency incentive-based compensation and prohibitions on conflicts of interest.
  • The lengthy list of agenda items continues the SEC’s brisk pace and breadth of activity.

June 2023

The Securities and Exchange Commission (SEC) releases its Spring 2023 Regulatory Agenda (here). Notable planned final and proposed rulemakings, including related KPMG Regulatory Alerts include:

Title

Stage of Rulemaking

Expected Release

KPMG Regulatory Alert

Climate Change Disclosure

Final rule

October 2023

click here

ESG Investment Practices Disclosure

Final rule

October 2023

click here

Investment Company Names

Final rule

October 2023

click here

Corporate Board Diversity Disclosure

Proposal

April 2024

n/a

Human Capital Management Disclosure

Proposal

October 2023

n/a

Incentive-Based Compensation Arrangements

Proposal

April 2024

n/a

Cyber Risk Governance (public companies)

Final rule

October 2023

click here

Cybersecurity Risk Management (investment advisers, funds)

Final rule

October 2023

click here

Cybersecurity Risk Management (market entities) 

Final rule

April 2024

click here

Amendments to Form PF reporting requirements (two separate rules)

Final rule

October 2023

here and here

Private Fund Advisers

Final rule

October 2023

click here

Money Market Fund Reforms

Final rule

October 2023

click here

Fund Fee Disclosure and Reform

Proposal

April 2024

n/a

Prohibitions on Conflicts of Interest in Certain Securitizations

Final rule

April 2024

n/a

Prohibitions on Conflicted Practices for Broker-Dealers That Use Certain TechnologiesProposalOctober 2023n/a

Regulation S-P, Privacy of Consumer Financial Information

Final rule

April 2024

click here

Short Sale Disclosure Reform

Final rule

October 2023

click here

Market Structure: Order Competition; Order Execution; Best Execution; Minimum Pricing

Final rules

April 2024

click here

Dive into our thinking:

SEC 2023 Regulatory Agenda

Download PDF

Explore more

Meet our team

Image of Amy S. Matsuo
Amy S. Matsuo
Principal and National Leader, Regulatory Insights, KPMG US

Get the latest thinking from KPMG

KPMG’s Financial Services Regulatory Insight Center comprises key industry practitioners and regulatory advisors from across KPMG’s global network.

Thank you

Thank you for subscribing to Regulatory Insights thought leadership content. You will receive our next issue when we publish.

Get the latest thinking from KPMG

KPMG’s Financial Services Regulatory Insight Center comprises key industry practitioners and regulatory advisors from across KPMG’s global network.

The Regulatory Insight Center regularly provides insights into the implications of regulatory changes, distilling the impact of regulatory developments and advising financial services firms on how to adapt their business models to not only comply but to better thrive in this dynamic environment.
Our publications include:

  • Regulatory Alerts: Quick hitting summaries of specific regulatory developments and their impact on financial services firms.
  • Points of view: Insights and analyses of emerging regulatory issues impacting financial services firms. 

By submitting, you agree that KPMG LLP may process any personal information you provide pursuant to KPMG LLP's Privacy Statement.

An error occurred. Please contact customer support.

Thank you!

Thank you for contacting KPMG. We will respond to you as soon as possible.

Contact KPMG

Use this form to submit general inquiries to KPMG. We will respond to you as soon as possible.

By submitting, you agree that KPMG LLP may process any personal information you provide pursuant to KPMG LLP's Privacy Statement.

An error occurred. Please contact customer support.

Job seekers

Visit our careers section or search our jobs database.

Submit RFP

Use the RFP submission form to detail the services KPMG can help assist you with.

Office locations

International hotline

You can confidentially report concerns to the KPMG International hotline

Press contacts

Do you need to speak with our Press Office? Here's how to get in touch.

Headline