Industries

Helping clients meet their business challenges begins with an in-depth understanding of the industries in which they work. That’s why KPMG LLP established its industry-driven structure. In fact, KPMG LLP was the first of the Big Four firms to organize itself along the same industry lines as clients.

How We Work

We bring together passionate problem-solvers, innovative technologies, and full-service capabilities to create opportunity with every insight.

Learn more

Careers & Culture

What is culture? Culture is how we do things around here. It is the combination of a predominant mindset, actions (both big and small) that we all commit to every day, and the underlying processes, programs and systems supporting how work gets done.

Learn more

SEC Fall 2023 Regulatory Agenda

Notable planned final and proposed rulemakings continue to be recognized in the Agenda stages of rulemaking

flag flying in front of capital building

KPMG Insights

  • Notable Regulatory Rulemaking Still Coming: Upcoming final rulemakings include climate, cybersecurity, conflicts of interest, and market structure.
  • Expansive Rulemaking Agenda: Expansive rulemaking agenda means that key regulatory actions (though perhaps delayed) are still very much on the regulatory horizon.
  • Date Flexibility: Rulemaking action dates (e.g., April 2024) are not set release dates, such that rulemaking actions may occur prior to/following the projected action date.  

 __________________________________________________________________________________________________________________________________________________

December 2023

The Securities and Exchange Commission (SEC) releases its Fall 2023 Regulatory Agenda. Notable planned final and proposed rulemakings continue to be recognized in the Agenda stages of rulemaking (some now with an extended expected release date); select rulemakings are included below.  It should be noted that rulemaking actions may occur prior to or following the date noted in the Agenda.  

Final Rulemaking:

Title

KPMG
Regulatory Alert

Action
Date

Climate change disclosure

Click here

April 2024

ESG investment practices disclosure

Click here

Open-end fund liquidity risk management programs and swing pricing

n/a

Cybersecurity for Funds/Advisers

Click here

Cybersecurity for market entities

Click here

Regulation SCI (Systems, Compliance, and Integrity)

Click here

Conflicts of interest with use of predictive analytics by broker-dealers and advisers

Click here

Amendments to Reg S-P, Privacy of consumer financial information and safeguarding customer information

Click here

Safeguarding client assets

Click here

Amendments to Form PF reporting requirements

Click here

Market Structure: Order competition; Order execution; Best execution; Minimum pricing

Click here

Clearing agency resiliency, recovery, and wind-down plans

Click here

October 2024


Proposed Rulemaking:

Title

Action
Date

Incentive-based compensation arrangements

April 2024

Human capital management disclosure

Corporate board diversity

October 2024

Fund fee disclosure and reform


The SEC Fall 2023 Regulatory Agenda is available here

Dive into our thinking:

SEC Fall 2023 Regulatory Agenda

Download PDF

Download PDF

Explore more

Get the latest from KPMG Regulatory Insights

KPMG Regulatory Insights is the thought leader hub for timely insight on risk and regulatory developments.

Meet our team

Image of Amy S. Matsuo
Amy S. Matsuo
Principal, U.S. Regulatory Insights & Compliance Transformation Lead, KPMG LLP

Thank you

Thank you for signing up to receive Regulatory Insights thought leadership content. You will receive our next issue when we publish.

Get the latest from KPMG Regulatory Insights

KPMG Regulatory Insights is the thought leader hub for timely insight on risk and regulatory developments. Get the latest perspectives on evolving supervisory, regulatory, and enforcement trends. 

To receive ongoing KPMG Regulatory Insights, please submit your information below:
(*required field)

By submitting, you agree that KPMG LLP may process any personal information you provide pursuant to KPMG LLP's Privacy Statement.

An error occurred. Please contact customer support.

Thank you!

Thank you for contacting KPMG. We will respond to you as soon as possible.

Contact KPMG

Use this form to submit general inquiries to KPMG. We will respond to you as soon as possible.

By submitting, you agree that KPMG LLP may process any personal information you provide pursuant to KPMG LLP's Privacy Statement.

An error occurred. Please contact customer support.

Job seekers

Visit our careers section or search our jobs database.

Submit RFP

Use the RFP submission form to detail the services KPMG can help assist you with.

Office locations

International hotline

You can confidentially report concerns to the KPMG International hotline

Press contacts

Do you need to speak with our Press Office? Here's how to get in touch.

Headline